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Policy Document on Shareholder Suitability - Notification and Application Procedures

Release Date: 04 Jun 2019

Shareholders, through the exercise of voting rights or representation on the board, are in a position to influence decisions by which the business and affairs of an approved person are carried out. It is therefore important that the shareholders of an approved person are persons of integrity and good reputation, with adequate resources to support the professional conduct of an approved person, including its compliance with applicable laws and regulations.

Further details can be found in the following document:

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